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Chemistry 352

Spin-Orbit Coupling and Hund's Rules

Spin-Orbit Coupling

Once the allowed atomic terms have been identified, we must understand how these terms split into multiple energy levels. One of the most important interactions responsible for this splitting is spin–orbit coupling.


Origin of spin–orbit coupling

Spin–orbit coupling arises from the interaction between an electron’s orbital angular momentum and its spin angular momentum. In the electron’s reference frame, the motion of the electron around the nucleus creates an effective magnetic field, which interacts with the magnetic moment associated with the electron’s spin.

This interaction slightly shifts the energies of atomic states depending on how the spin and orbital angular momenta are aligned.


Total angular momentum

In the presence of spin–orbit coupling, the total angular momentum \( \mathbf{J} \) is formed by coupling the total orbital angular momentum \( \mathbf{L} \) and the total spin angular momentum \( \mathbf{S} \):

\[ \mathbf{J} = \mathbf{L} + \mathbf{S}. \]

For a given term characterized by \(L\) and \(S\), the allowed values of the total angular momentum quantum number are

\[ J = L+S,\; L+S-1,\; \ldots,\; |L-S|. \]

Each value of \(J\) corresponds to a distinct energy level.


Consistency of total degeneracies: the \(p^2\) example

A useful check on term-symbol analysis is to verify that the total number of quantum states is conserved when spin–orbit coupling is introduced. For a given electronic configuration, the number of microstates must be the same whether we count them using \((2L+1)(2S+1)\) for each term or using \((2J+1)\) for the spin–orbit–split levels.

For a \(p^2\) configuration (which results in 15 microstates), the allowed terms are \(^1D\), \(^3P\), and \(^1S\). Spin–orbit coupling further splits these terms into \(^1D_2\), \(^3P_2\), \(^3P_1\), \(^3P_0\), and \(^1S_0\).

Term \(L\) \(S\) \((2L+1)\) \((2S+1)\) \((2L+1)(2S+1)\) Spin–orbit levels \((2J+1)\)
\(^1D\) 2 0 5 1 5 \(^1D_2\) 5
\(^3P\) 1 1 3 3 9 \(^3P_2\) 5
\(^3P_1\) 3
\(^3P_0\) 1
\(^1S\) 0 0 1 1 1 \(^1S_0\) 1
Total 15 Total 15

This consistency confirms that spin–orbit coupling redistributes the same set of microstates among different \(J\) levels without creating or destroying states.


Energy splitting of terms

Spin–orbit coupling lifts the degeneracy of a term \({}^{2S+1}L\) by splitting it into multiple \({}^{2S+1}L_J\) levels. This fine structure splitting is typically much smaller than the energy differences between different terms, but it is readily observed in high-resolution atomic spectra.

The relative energies of the \(J\) levels depend on how \( \mathbf{L} \) and \( \mathbf{S} \) are aligned. States with parallel or antiparallel alignment can differ slightly in energy.


Connection to spectroscopy

Because each term splits into several \(J\) levels, atomic transitions often appear as closely spaced groups of lines rather than as single sharp features. These multiplets are a direct signature of spin–orbit coupling.

Understanding how spin–orbit coupling splits terms is essential for applying selection rules and interpreting atomic spectra.

Big idea: spin–orbit coupling links electron spin and orbital motion, splitting atomic terms into fine-structure levels labeled by \(J\), and providing the next level of structure beyond electronic configurations and term symbols.

Once spin–orbit coupling has split an atomic term into multiple \(J\) levels, we must determine how these levels are ordered in energy. This ordering is described by a set of empirical guidelines known as Hund’s rules.


Hund’s rules

Hund’s rules predict the relative energies of atomic terms and fine-structure levels that arise from a given electronic configuration. They are based on minimizing electron–electron repulsion and maximizing exchange stabilization.

  1. First Hund’s rule: For a given electronic configuration, the term with the largest spin multiplicity (\(2S+1\)) lies lowest in energy.
    (Electrons with parallel spins avoid each other more effectively, reducing repulsion.)
  2. Second Hund’s rule: For terms with the same spin multiplicity, the term with the largest total orbital angular momentum (\(L\)) lies lowest in energy.
  3. Third Hund’s rule: For a given term \({}^{2S+1}L\), the ordering of the \(J\) levels depends on whether the subshell is less than or more than half filled:
    • If the subshell is less than half filled, the level with the smallest \(J\) lies lowest in energy.
    • If the subshell is more than half filled, the level with the largest \(J\) lies lowest in energy.

Applying Hund’s rules: qualitative example

For a \(p^2\) configuration, the allowed terms are \(^3P\), \(^1D\), and \(^1S\). Hund’s first rule predicts that \(^3P\) lies lowest in energy.

The \(^3P\) term is then split by spin–orbit coupling into \(^3P_2\), \(^3P_1\), and \(^3P_0\). Because a \(p\) subshell is less than half filled in \(p^2\), Hund’s third rule predicts that \(^3P_0\) is the lowest-energy fine-structure level.


Why Hund’s rules matter

Hund’s rules allow ground-state term symbols and fine-structure level orderings to be predicted without solving the full many-electron Schrödinger equation. They are essential for interpreting atomic spectra and understanding periodic trends in atomic structure.

Big idea: Hund’s rules connect microstate counting and spin–orbit coupling to observable energy level orderings, providing a practical roadmap from electronic configurations to real atomic spectra.

Your turn

Problem 1
According to Hund’s first rule, which term lies lowest in energy for a \(p^2\) configuration?
\(^3P\)
\(^1D\)
\(^1S\)
All terms are degenerate
Problem 2
Hund’s second rule applies when comparing terms with the same spin multiplicity. Which quantity determines the lower-energy term?
Total angular momentum \(J\)
Number of microstates
Total orbital angular momentum \(L\)
Principal quantum number \(n\)
Problem 3
A \(^3P\) term splits into \(^3P_2\), \(^3P_1\), and \(^3P_0\). If the subshell is less than half filled, which level lies lowest according to Hund’s third rule?
\(^3P_2\)
\(^3P_0\)
\(^3P_1\)
All three levels are degenerate
Problem 4
What is the physical origin of spin–orbit coupling in atoms?
Electron–electron repulsion
Nuclear spin interactions
Mixing of different principal quantum numbers
Interaction between electron spin and its orbital motion

Key points (one glance)

Big picture: spin–orbit coupling introduces fine structure into atomic terms, and Hund’s rules explain how these levels are ordered in energy, connecting microstate counting to real atomic spectra.