CSU East Bay logo

Chemistry 352

Spherical Harmonics

Solving the rigid rotor Schrödinger equation leads to a special class of angular wavefunctions known as spherical harmonics. These functions describe the allowed angular distributions of a rotating molecule and are the simultaneous eigenfunctions of the rigid rotor Hamiltonian and the angular momentum operators.

Because the rigid rotor has no radial motion, its wavefunctions depend only on the angular coordinates \(\theta\) and \(\phi\). The solutions therefore take the general form

\[ \psi(\theta,\phi) = Y_\ell^{m_\ell}(\theta,\phi), \]

where \(\ell\) and \(m_\ell\) are integers that arise from the separation of variables.


Structure of the spherical harmonics

The spherical harmonics are constructed directly from the separated angular solutions:

Explicitly, each spherical harmonic can be written as

\[ Y_\ell^{m_\ell}(\theta,\phi) = N_{\ell m_\ell}\, P_\ell^{m_\ell}(\cos\theta)\, e^{i m_\ell \phi}, \]

where:

The appearance of the associated Legendre polynomials reflects the solution of the \(\theta\)-equation, while the complex exponential reflects the solution of the \(\phi\)-equation.

Legendre and associated Legendre polynomials

The angular equation for the rigid rotor leads to a family of special functions known as Legendre polynomials and associated Legendre polynomials. These functions arise naturally when solving differential equations that depend on the polar angle \(\theta\).


Legendre polynomials

When the separation constant \(m_\ell = 0\), the \(\theta\)-equation reduces to the Legendre differential equation. Its solutions are the Legendre polynomials, denoted \(P_\ell(x)\), where \(x = \cos\theta\).

The integer \( \ell = 0,1,2,\ldots \) labels the order of the polynomial. Each \(P_\ell(x)\) is a polynomial of degree \(\ell\).

The first few Legendre polynomials are:

\[ \begin{aligned} P_0(x) &= 1, \\ P_1(x) &= x, \\ P_2(x) &= \tfrac{1}{2}(3x^2 - 1), \\ P_3(x) &= \tfrac{1}{2}(5x^3 - 3x). \end{aligned} \]

These functions are orthogonal on the interval \(-1 \le x \le 1\) (equivalently \(0 \le \theta \le \pi\)), reflecting the orthogonality of different angular momentum states.


Associated Legendre polynomials

For nonzero \(m_\ell\), the solutions of the \(\theta\)-equation involve the associated Legendre polynomials, denoted \(P_\ell^{m_\ell}(x)\).

These functions are obtained from the Legendre polynomials by differentiation:

\[ P_\ell^{m_\ell}(x) = (1-x^2)^{m_\ell/2} \frac{d^{m_\ell}}{dx^{m_\ell}} P_\ell(x), \qquad m_\ell \ge 0. \]

The associated Legendre polynomials are defined only for integer values satisfying

\[ |m_\ell| \le \ell. \]

This restriction ensures that the solutions remain finite at \(\theta = 0\) and \(\theta = \pi\).


Physical interpretation

The Legendre polynomials describe the angular dependence of states with zero projection of angular momentum along the \(z\)-axis (\(m_\ell = 0\)).

The associated Legendre polynomials describe how this angular dependence is modified when there is a nonzero projection of angular momentum (\(m_\ell \neq 0\)).

Together with the azimuthal factor \(e^{i m_\ell \phi}\), these functions form the mathematical foundation of the spherical harmonics.

Big idea: Legendre and associated Legendre polynomials encode the polar-angle dependence of rotational wavefunctions and serve as the essential building blocks of the spherical harmonics.

Quantum numbers and allowed values

The integers \(\ell\) and \(m_\ell\) are constrained by the requirement that the wavefunction be finite and single-valued:

\[ \ell = 0,1,2,\ldots, \qquad m_\ell = -\ell, -\ell+1, \ldots, \ell. \]

Each value of \(\ell\) corresponds to \(2\ell+1\) degenerate spherical harmonics with different values of \(m_\ell\).


Big idea: the spherical harmonics provide a complete, orthonormal set of angular wavefunctions for rotational motion. They are built from Legendre and associated Legendre polynomials and encode the quantized angular structure of the rigid rotor.

The first few real spherical harmonics
These functions are created by taking linear combinations of spherical harmonics for a fixed value of \(l\), such that the imaginary parts cancel.

Constructing real spherical harmonics: \(p_x\) and \(p_y\)

Real spherical harmonics are created by taking linear combinations of the complex spherical harmonics \(Y_\ell^{m}\) (for a fixed \(\ell\)) in such a way that the imaginary parts cancel. The \(p\) orbitals (\(\ell=1\)) are the simplest and most important example.


A step-by-step algebraic derivation (with normalization)

Using the standard Condon–Shortley phase convention, the \(l=1\) complex harmonics are:

\[ Y_1^{0}(\theta,\phi)=\sqrt{\frac{3}{4\pi}}\cos\theta, \qquad Y_1^{\pm 1}(\theta,\phi)=\mp\sqrt{\frac{3}{8\pi}}\sin\theta\,e^{\pm i\phi}. \]

Expand the exponentials: \(e^{\pm i\phi}=\cos\phi \pm i\sin\phi\). Then

\[ \begin{aligned} Y_1^{1} &= -\sqrt{\frac{3}{8\pi}}\sin\theta(\cos\phi+i\sin\phi),\\[4pt] Y_1^{-1} &= +\sqrt{\frac{3}{8\pi}}\sin\theta(\cos\phi-i\sin\phi). \end{aligned} \]

Cosine-type combination (real): subtract the two so the imaginary pieces cancel.

\[ \begin{aligned} Y_1^{-1}-Y_1^{1} &=\sqrt{\frac{3}{8\pi}}\sin\theta(\cos\phi-i\sin\phi) +\sqrt{\frac{3}{8\pi}}\sin\theta(\cos\phi+i\sin\phi)\\[4pt] &=2\sqrt{\frac{3}{8\pi}}\sin\theta\cos\phi. \end{aligned} \]

Include the factor \(1/\sqrt{2}\) to preserve normalization:

\[ \boxed{ Y_{1x}(\theta,\phi)\equiv \frac{1}{\sqrt{2}}\big(Y_1^{-1}-Y_1^{1}\big) =\sqrt{\frac{3}{4\pi}}\sin\theta\cos\phi. } \]

Sine-type combination (real): add the two and divide by \(i\) to remove the remaining imaginary factor.

\[ \begin{aligned} Y_1^{-1}+Y_1^{1} &=\sqrt{\frac{3}{8\pi}}\sin\theta(\cos\phi-i\sin\phi) -\sqrt{\frac{3}{8\pi}}\sin\theta(\cos\phi+i\sin\phi)\\[4pt] &=-2i\sqrt{\frac{3}{8\pi}}\sin\theta\sin\phi, \end{aligned} \]

\[ \boxed{ Y_{1y}(\theta,\phi)\equiv \frac{1}{\sqrt{2}i}\big(Y_1^{-1}+Y_1^{1}\big) =\sqrt{\frac{3}{4\pi}}\sin\theta\sin\phi. } \]

Finally, using spherical-to-Cartesian relations \(\sin\theta\cos\phi=\dfrac{x}{r}\) and \(\sin\theta\sin\phi=\dfrac{y}{r}\), we obtain

\[ Y_{1x}=\sqrt{\frac{3}{4\pi}}\frac{x}{r}, \qquad Y_{1y}=\sqrt{\frac{3}{4\pi}}\frac{y}{r}. \]

These are the angular parts of the real \(p_x\) and \(p_y\) orbital functions. (Overall signs depend on phase conventions, but the shapes and nodal planes do not.)


A quick visual guide (what these combinations do)

The functions \(Y_1^{\pm 1}\) carry the phase factor \(e^{\pm i\phi}\), so they are complex. When you add or subtract them:

Takeaway: The real \(p_x\) and \(p_y\) angular functions are simply the cosine-type and sine-type combinations of the same \(m=\pm1\) complex pair. The linear combinations “rotate” the basis into real functions with clear nodal planes.

If you use the interactive spherical harmonic tool: set \(l=1\) and \(m=\pm 1\). In the real basis, choosing \(m=1\) gives the cosine-type pattern (like \(p_x\)), while choosing \(m=-1\) gives the sine-type pattern (like \(p_y\)), depending on the convention used.

Your turn

Problem 1
What physical problem gives rise to the spherical harmonics \(Y_\ell^{m_\ell}(\theta,\phi)\)?
The particle in a one-dimensional box
The rigid rotor (rotational motion with fixed bond length)
The harmonic oscillator
The hydrogen atom radial equation
Problem 2
Which mathematical functions appear explicitly in the definition of the spherical harmonics?
Exponential decay functions only
Bessel functions and sines
Associated Legendre polynomials and complex exponentials
Hermite polynomials and Gaussians
Problem 3
What restriction must the quantum numbers \(\ell\) and \(m_\ell\) satisfy for spherical harmonics?
\(|m_\ell|\le \ell\)
\(m_\ell \ge \ell\)
\(\ell = m_\ell\)
\(m_\ell = 0\) only
Problem 4
How many spherical harmonics exist for a given value of \(\ell\)?
\(\ell\)
\(\ell+1\)
\(2\ell\)
\(2\ell+1\)
Problem 5
What physical feature of rotational motion is encoded by the quantum number \(m_\ell\)?
The total rotational energy
The projection of angular momentum along the \(z\)-axis
The bond length
The radial probability distribution

Key points (one glance)

Big picture: spherical harmonics encode the quantized angular structure of rotational motion and provide the mathematical foundation for rotational energy levels, degeneracy, and spectroscopic selection rules.